KKR FINANCIAL HOLDINGS LLC Underwriting AgreementUnderwriting Agreement • March 20th, 2012 • KKR Financial Holdings LLC • Finance services • New York
KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), proposes to issue and sell to the several Underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), $100,000,000 aggregate principal amount of its 7.500% Senior Notes due 2042 (the “Underwritten Securities”) and, at the option of the Underwriters, up to an additional $15,000,000 aggregate principal amount of its 7.500% Senior Notes due 2042 (the “Option Securities”) to cover over-allotments, if any, pursuant to Section 2 hereof. The Underwritten Securities and the Option Securities are herein referred to as the “Securities”. The Securities will be issued pursuant to an indenture dated as of November 15, 2011, as
SECOND SUPPLEMENTAL INDENTURE Dated as of March 20, 2012 to INDENTURE Dated as of November 15, 2011Second Supplemental Indenture • March 20th, 2012 • KKR Financial Holdings LLC • Finance services • New York
SECOND SUPPLEMENTAL INDENTURE (this “Supplemental Indenture”), dated as of March 20, 2012, among KKR Financial Holdings LLC, a Delaware limited liability company (the “Company”), Wilmington Trust, National Association, a banking association duly organized and existing under the laws of the United States of America, as trustee (the “Trustee”), and Citibank, N.A., a banking association duly organized and existing under the laws of the United States of America, as Authenticating Agent, Paying Agent and Security Registrar, to the indenture dated as of November 15, 2011 between the Company and the Trustee (as amended or supplemented from time to time in accordance with the terms thereof, the “Original Indenture”).
