Prospect Global Resources Inc. 15,000,000 Shares Common Stock ($0.001 par value per share) Underwriting Agreement June 29, 2012Underwriting Agreement • June 29th, 2012 • Prospect Global Resources Inc. • General bldg contractors - residential bldgs • New York
Prospect Global Resources Inc., a corporation organized under the laws of the State of Nevada (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the several Underwriters listed on Schedule I hereto (the “Underwriters”) an aggregate of 15,400,000 shares of common stock, $0.001 par value per share (“Common Stock”), of the Company (said shares to be issued and sold by the Company being hereinafter called the “Underwritten Securities”). The Company also proposes to grant to the Underwriters an option to purchase up to an additional 2,310,000 shares of Common Stock to cover over-allotments (the “Option Securities”; the Option Securities, together with the Underwritten Securities, being hereinafter called the “Securities”). Dahlman Rose & Company, LLC (“Dahlman”), ROTH Capital Partners, LLC (“Roth”) and Sterne Agee & Leach, Inc. (“Sterne” and, together with Dahlman and Roth, the “Lead Managers”), are acting as the co-lead managers in connection
