REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 4th, 2012 • Dynegy Inc. • Electric services • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made as of October 1, 2012 by and among Dynegy Inc., a Delaware corporation (as reorganized following the Merger, the “Company”), and the parties identified as the “Investors” on the signature page hereto if such party, together with its Affiliates, Beneficially Owns as of the Effective Date Registrable Securities representing at least 10% of the then issued and outstanding New Common Stock and any parties identified on the signature pages of any joinder agreements executed and delivered pursuant to Section 10 and Section 11 hereof (each, including the Investor, a “Holder” and, collectively, the “Holders”). Capitalized terms used but not otherwise defined herein are defined in Section 13 hereof.
WARRANT AGREEMENT BETWEEN DYNEGY INC. AND COMPUTERSHARE INC. AND COMPUTERSHARE TRUST COMPANY, N.A., AS WARRANT AGENT OCTOBER 1, 2012Warrant Agreement • October 4th, 2012 • Dynegy Inc. • Electric services • New York
This WARRANT AGREEMENT (this “Agreement”), dated as of October 1, 2012 by and between DYNEGY INC., a Delaware corporation (the “Company”) and Computershare Inc., a Delaware corporation and its wholly-owned subsidiary Computershare Trust Company, N.A., a federally chartered, limited purpose trust company (collectively, the “Warrant Agent” or individually, “Computershare” and the “Trust Company,” respectively).
