TRANSFER AGENCY AND SERVICE AGREEMENT between H & Q LIFE SCIENCES & H & Q HEALTHCARE INVESTORS and COMPUTERSHARE TRUST COMPANY, N.A. and COMPUTERSHARE SHAREHOLDER SERVICES, INC.Transfer Agency and Service Agreement • April 16th, 2014 • H&q Life Sciences Investors • Massachusetts
Contract Type FiledApril 16th, 2014 Company JurisdictionAGREEMENT made as of the 1st day of March, 2006, by and between H & Q Life Sciences Investors, Inc. and H & Q Healthcare Investors, a corporation, having its principal office and place of business at 30 Rowes Wharf, 4th Floor, Boston, Massachusetts 02110 (each a “Customer” or the “Customer”), and Computershare Shareholder Services, Inc., (formerly known as EquiServe, Inc.) a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., (formerly known as EquiServe Trust Company, N.A.) a federally chartered trust company doing business at 150 Royall Street, Canton, Massachusetts 02021, (collectively, the “Transfer Agent” or individually “CSS” and the “Trust Company”, respectively).
H&Q LIFE SCIENCES INVESTORS INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 16th, 2014 • H&q Life Sciences Investors • Massachusetts
Contract Type FiledApril 16th, 2014 Company JurisdictionTHIS INVESTMENT ADVISORY AGREEMENT, dated as of July 1, 2009 between H&Q LIFE SCIENCES INVESTORS, a Massachusetts business trust (the “Fund”), and HAMBRECHT & QUIST CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Investment Adviser”),