WELLS FARGO SECURITIES, LLC FORM OF MASTER AGREEMENT AMONG UNDERWRITERS REGISTERED SEC OFFERINGS (INCLUDING MULTIPLE SYNDICATE OFFERINGS) AND EXEMPT OFFERINGS (OTHER THAN OFFERINGS OF MUNICIPAL SECURITIES)Master Agreement Among Underwriters • June 25th, 2014 • Tekla Healthcare Opportunities Fund • New York
This Master Agreement Among Underwriters (this “Master AAU”), dated as of [ ], is by and between Wells Fargo Securities, LLC (“Wells Fargo Securities,” “we” or “us”) and the party named on the signature page hereof (an “Underwriter,” as defined in Section 1.1 hereof, or “you”). From time to time we or one or more of our affiliates may invite you (and others) to participate on the terms set forth herein as an underwriter or an initial purchaser, or in a similar capacity, in connection with certain offerings of securities that are managed solely by us or with one or more other co-managers. If we invite you to participate in a specific offering and sale of securities (an “Offering”) to which this Master AAU will apply, we will send the information set forth in Section 1.1 hereof to you by one or more wires, telexes, telecopy or electronic data transmissions, or other written communications (each, a “Wire,” and collectively, an “AAU”), unless you are otherwise deemed to have accepted an AA
FORM OF CUSTODIAN AGREEMENTCustodian Agreement • June 25th, 2014 • Tekla Healthcare Opportunities Fund • Massachusetts
This Agreement, dated as of , 2014, between TEKLA HEALTHCARE OPPORTUNITIES FUND, a business trust organized and existing under the laws of Massachusetts (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
FORM OF MASTER SELECTED DEALERS AGREEMENT WELLS FARGO SECURITIES, LLC MASTER SELECTED DEALERS AGREEMENTMaster Selected Dealers Agreement • June 25th, 2014 • Tekla Healthcare Opportunities Fund • New York
FORM OF DISTRIBUTION ASSISTANCE AGREEMENTDistribution Agreement • June 25th, 2014 • Tekla Healthcare Opportunities Fund • New York
This Agreement is made as of , 2014, by and among Tekla Capital Management LLC, a Delaware limited liability company (the “Adviser”), and Destra Capital Investments LLC, a Delaware limited liability company (“Destra”).
TEKLA HEALTHCARE OPPORTUNITIES FUND [·] Common Shares of Beneficial Interest $20.00 per Share FORM OF UNDERWRITING AGREEMENTUnderwriting Agreement • June 25th, 2014 • Tekla Healthcare Opportunities Fund • New York
Tekla Healthcare Opportunities Fund, a Massachusetts business trust (the “Trust”) and Tekla Capital Management LLC, a Delaware limited liability company (the “Adviser”), confirm their respective agreements with Wells Fargo Securities, LLC (“Wells Fargo”) and each of the other Underwriters named in Exhibit A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Wells Fargo, [REPRESENTATIVES] are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Trust of a total of [·] common shares of beneficial interest, par value $0.01 per share (the “Initial Securities”), and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of Initial Securities set forth in said Exhibit A hereto, and with respect to the grant by the Trust to the Underwriters, acting severally and not jointly, of the option descr
FORM OF SUBSCRIPTION AGREEMENTSubscription Agreement • June 25th, 2014 • Tekla Healthcare Opportunities Fund
This Subscription Agreement is hereby made as of the day of , 2014, by and between Tekla Healthcare Opportunities Fund, a Massachusetts business trust (“Trust”) and Tekla Capital Management LLC (“Subscriber”).
FORM OF SUPPORT SERVICES AGREEMENTSupport Services Agreement • June 25th, 2014 • Tekla Healthcare Opportunities Fund • New York
This Agreement is made as of , 2014, by and among Tekla Healthcare Opportunities Fund, a Massachusetts Business trust (the “Fund”) and Destra Capital Investments LLC, a Delaware limited liability company (“Destra”).
