DYNEGY INC. 22,500,000 Shares of Common Stock, $0.01 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • October 14th, 2014 • Dynegy Inc. • Electric services • New York
Dynegy Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), 22,500,000 shares of its common stock, $0.01 par value per share (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters up to 3,375,000 additional shares of its common stock, $0.01 par value per share (the “Additional Shares”), if and to the extent that you, as Representatives of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares of common stock granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The shares of common stock, $0.01 par value per share, of the Company to be outstanding after giving effect to the sales contemplated hereby are hereinafter referred to as the “
DYNEGY INC. 4,000,000 Shares of 5.375% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share UNDERWRITING AGREEMENTUnderwriting Agreement • October 14th, 2014 • Dynegy Inc. • Electric services • New York
Dynegy Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), 4,000,000 shares of its 5.375% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share (the “Firm Shares”). The Company also proposes to issue and sell to the several Underwriters up to 600,000 additional shares of its 5.375% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share (the “Additional Shares”), if and to the extent that you, as Representatives of the offering, shall have determined to exercise, on behalf of the Underwriters, the right to purchase such shares granted to the Underwriters in Section 2 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.” The 5.375% Series A Mandatory Convertible Preferred Stock, $0.01 par value per share of the Company are hereinafte
