REGISTRATION RIGHTS AGREEMENT BY AND AMONG DYNEGY FINANCE I, INC. (to be merged with and into DYNEGY INC.), DYNEGY FINANCE II, INC. (to be merged with and into DYNEGY INC.), and Morgan Stanley & Co. LLC, Barclays Capital Inc., Credit Suisse Securities...Registration Rights Agreement • October 30th, 2014 • Dynegy Inc. • Electric services • New York
Each broker-dealer that receives New Securities for its own account pursuant to the Exchange Offer must acknowledge that it shall deliver a prospectus in connection with any resale of such New Securities. The Letter of Transmittal states that by so acknowledging and by delivering a Prospectus, a broker-dealer shall not be deemed to admit that it is an “underwriter” within the meaning of the Act. This prospectus, as it may be amended or supplemented from time to time, may be used by a broker-dealer in connection with resales of New Securities received in exchange for Securities where such Securities were acquired by such broker-dealer as a result of market-making activities or other trading activities. The Issuers have agreed that, for a period ending on the earlier of (i) 180 days from the date on which the Exchange Offer Registration Statement is declared effective and (ii) the date on which broker-dealers are no longer required to deliver a prospectus in connection with market-making
2019 NOTES UNIT AGREEMENT among DYNEGY FINANCE I, INC., DYNEGY FINANCE II, INC., and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Unit Agent Dated as of October 27, 20142019 Notes Unit Agreement • October 30th, 2014 • Dynegy Inc. • Electric services • New York
enumerated in the Private Placement Legend printed on the relevant Restricted Global Unit and in the Indenture and the Securities Act.
2024 NOTES UNIT AGREEMENT among DYNEGY FINANCE I, INC., DYNEGY FINANCE II, INC., and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Unit Agent Dated as of October 27, 20142024 Notes Unit Agreement • October 30th, 2014 • Dynegy Inc. • Electric services • New York
enumerated in the Private Placement Legend printed on the relevant Restricted Global Unit and in the Indenture and the Securities Act.
ESCROW AGREEMENTEscrow Agreement • October 30th, 2014 • Dynegy Inc. • Electric services • New York
ESCROW AGREEMENT (this “Agreement”), dated as of October 27, 2014, among Wilmington Trust, National Association, as escrow agent and securities intermediary (in such capacities, the “Escrow Agent”), Wilmington Trust, National Association, in its capacity as trustee under each of the Indentures (as defined below) (in its capacity as trustee under each of the Indentures (as defined below), the “Trustee”, and in all such capacities, the “Trustees”), Dynegy Finance I, Inc., a Delaware corporation (“Finance I”) and a wholly-owned subsidiary of Dynegy Inc., a Delaware corporation (the “Company”), and Dynegy Finance II, Inc., a Delaware corporation (“Finance II” and, together with Finance I, the “Issuers”) and a wholly-owned subsidiary of the Company.
2022 NOTES UNIT AGREEMENT among DYNEGY FINANCE I, INC., DYNEGY FINANCE II, INC., and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Unit Agent Dated as of October 27, 20142022 Notes Unit Agreement • October 30th, 2014 • Dynegy Inc. • Electric services • New York
enumerated in the Private Placement Legend printed on the relevant Restricted Global Unit and in the Indenture and the Securities Act.
