REGISTRATION RIGHTS AGREEMENT Dated as of November 2, 2015 Among CIFC CORP., THE GUARANTORS NAMED HEREIN and SANDLER O’NEILL + PARTNERS, L.P., as the Initial PurchaserRegistration Rights Agreement • November 2nd, 2015 • CIFC Corp. • Finance services • New York
REGISTRATION RIGHTS AGREEMENT (the “Agreement”) dated as of November 2, 2015 between CIFC CORP., a Delaware corporation (the “Company”), the guarantors listed on Schedule I hereto, including their respective successors and assigns and any additional guarantors under the terms of the Indenture (collectively, the “Guarantors”), and SANDLER O’NEILL + PARTNERS, L.P., as the initial purchaser (the “Initial Purchaser”) of the Notes (as defined below). This Agreement is made pursuant to the note purchase agreement dated October 28, 2015 among the Company, the Guarantors and the Initial Purchaser (the “Purchase Agreement”), which provides for the sale by the Company and the Guarantors to the Initial Purchaser of $40,000,000 aggregate principal amount of the Company’s 8.50% Senior Notes due 2025 (the “Notes”). In order to induce the Initial Purchaser to enter into the Purchase Agreement and in satisfaction of a condition to the Initial Purchaser’s obligations thereunder, the Company and the Gua
CIFC Corp., as Issuer, the Guarantors party hereto, as Guarantors 8.50% Senior Notes due 2025Indenture • November 2nd, 2015 • CIFC Corp. • Finance services • New York
INDENTURE, dated as of November 2, 2015, among CIFC Corp., a Delaware corporation (the “Issuer”), the guarantors named herein (the “Guarantors”) and U.S. Bank National Association, as trustee (in such capacity, the “Trustee”), registrar, paying agent and transfer agent.
