SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • May 6th, 2016 • Golden Minerals Co • Gold and silver ores • New York
Contract Type FiledMay 6th, 2016 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of May 2, 2016, between Golden Minerals Company, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
AMENDMENT NO. 2 TO WARRANT AGREEMENTWarrant Agreement • May 6th, 2016 • Golden Minerals Co • Gold and silver ores • New York
Contract Type FiledMay 6th, 2016 Company Industry JurisdictionThis AMENDMENT NO. 2 TO WARRANT AGREEMENT (this “Amendment”) is made and entered into effective as of May 2, 2016, by and between Golden Minerals Company, a Delaware corporation (the “Company”) and Computershare Trust Company, N.A., acting as warrant agent (the “Warrant Agent”) and amends the 2012 Warrant Agreement.
AMENDMENT NO. 1 TO WARRANT AGREEMENTWarrant Agreement • May 6th, 2016 • Golden Minerals Co • Gold and silver ores • New York
Contract Type FiledMay 6th, 2016 Company Industry JurisdictionThis AMENDMENT NO. 1 TO WARRANT AGREEMENT (this “Amendment”) is made and entered into effective as of May 2, 2016, by and between Golden Minerals Company, a Delaware corporation (the “Company”) and Computershare Trust Company, N.A., acting as warrant agent (the “Warrant Agent”) and amends the 2014 Warrant Agreement.
AGREEMENT REGARDING WARRANTS EXERCISE AND NOTE CONVERSIONAgreement Regarding Warrants Exercise and Note Conversion • May 6th, 2016 • Golden Minerals Co • Gold and silver ores • Colorado
Contract Type FiledMay 6th, 2016 Company Industry JurisdictionThis Agreement Regarding Warrants Exercise and Note Conversion (this “Agreement”) is made and entered into effective as of this 2nd day of May, 2016, by and between Golden Minerals Company, a Delaware corporation (the “Company”) and Sentient Global Resources Fund IV, L.P., a Cayman Island exempted limited partnership (“Sentient”).