THE HARTFORD MUTUAL FUNDS THE HARTFORD HLS MUTUAL FUNDS SELLING AGREEMENTSelling Agreement • October 21st, 2016 • Hartford Mutual Funds Ii Inc • New York
Contract Type FiledOctober 21st, 2016 Company Jurisdiction* For each Fund except The Hartford High Yield Fund, no upfront sales charge on investments over $1 million. However, there is a CDSC of 1% on any shares sold within 18 months of purchase. The distributor may pay dealers of record commissions on purchases over $1 million in an amount up to the sum of 1% on first $10 million, 0.50% of the next $30 million, 0.25% of share purchases over $40 million.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 21st, 2016 • Hartford Mutual Funds Ii Inc • New York
Contract Type FiledOctober 21st, 2016 Company JurisdictionThis Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and each of The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., each a corporation organized under the laws of the State of Maryland (each a “Company”), on its own behalf and on behalf of each of its series listed on Schedule A hereto, as it may be amended from time to time (each, a “Portfolio” and, collectively, the “Portfolios”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 21st, 2016 • Hartford Mutual Funds Ii Inc
Contract Type FiledOctober 21st, 2016 CompanyTHIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on October 21, 2016, between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company” and collectively, the “Companies”) on behalf of each series of the Companies (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).