CLEAN DIESEL TECHNOLOGIES, INC. WARRANT TO PURCHASE COMMON STOCKClean Diesel Technologies Inc • November 8th, 2016 • Industrial & commercial fans & blowers & air purifing equip • New York
Clean Diesel Technologies, Inc., a Delaware corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, MDB Capital Group, LLC, the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, upon exercise of this Warrant (including any Warrants to purchase Common Stock issued in exchange, transfer or replacement hereof, the “Warrant”), at any time or from time to time on or after the Vesting Date (as defined below in Section 17), but not after 11:59 p.m., New York time, on the Expiration Date (as defined below in Section 17), such number of fully paid and non-assessable shares of Common Stock (the “Warrant Shares”) as set forth herein in Section 1(c), subject to adjustment as herein provided. Except as otherwise defined herein, capitalized terms in this
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 8th, 2016 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 4th day of November, 2016 by and among Clean Diesel Technologies, Inc., a Delaware corporation (the “Company”), and the investors identified on the signature pages hereto (each, including its successors and assigns, an “Investor,” and collectively, the “Investors”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 8th, 2016 • Clean Diesel Technologies Inc • Industrial & commercial fans & blowers & air purifing equip • New York
This SECURITIES PURCHASE AGREEMENT (the “Agreement”) is dated as of the 3rd day of November, 2016, by and between Clean Diesel Technologies, Inc., a Delaware corporation (the “Company”), and each individual or entity named on the Schedule of Buyers attached hereto (each such individual or entity, individually, a “Buyer” and all of such individuals or entities, collectively, the “Buyers”).
