TRINITY CAPITAL CORPORATION REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 20th, 2016 • Castle Creek Capital Partners VI, LP • National commercial banks • New York
This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 19, 2016, by and among Trinity Capital Corporation, a New Mexico corporation (the “Company”), and the purchaser(s) signatory hereto (each a “Registration Rights Purchaser” and collectively, the “Registration Rights Purchasers”).
TRINITY CAPITAL CORPORATIONCastle Creek Capital Partners VI, LP • December 20th, 2016 • National commercial banks • New York
Reference is made to the Stock Purchase Agreement by and among Trinity Capital Corporation, a New Mexico corporation (the “Corporation”), Castle Creek Capital Partners VI, L.P., a Delaware limited partnership (the “VCOC Investor”), Patriot Financial Partners II, L.P. a Delaware limited partnership, Patriot Financial Partners Parallel II, L.P., a Delaware limited partnership, and Strategic Value Bank Partners LLC, dated as of September 8, 2016 (the “Stock Purchase Agreement”), pursuant to which the VCOC Investor agreed to purchase from the Corporation shares of its voting common stock, no par value per share (the “Common Stock”), and shares of its Series C Convertible Perpetual Preferred Stock, no par value per share (the “Series C Preferred Stock”). Capitalized terms used herein without definition shall have the respective meanings in the Stock Purchase Agreement.
JOINT FILING AGREEMENTJoint Filing Agreement • December 20th, 2016 • Castle Creek Capital Partners VI, LP • National commercial banks
The undersigned hereby agree that this Schedule 13D, dated December 20, 2016, with respect to the Common Stock, no par value, of Trinity Capital Corporation, a New Mexico corporation, is, and any amendments hereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
