DISTRIBUTION AGREEMENTDistribution Agreement • March 10th, 2017 • Hartford Funds Exchange-Traded Trust • Colorado
THIS AGREEMENT is made as of January 31, 2017, between Hartford Funds Exchange-Traded Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 10th, 2017 • Hartford Funds Exchange-Traded Trust • New York
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of , 2017 by and between Hartford Funds Management Company, LLC (“Adviser”), a Delaware limited liability company, and Wellington Management Company LLP, a Delaware limited liability partnership (“Sub-Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • March 10th, 2017 • Hartford Funds Exchange-Traded Trust • New York
This Agreement is made by and between Hartford Funds Management Company, LLC, a Delaware limited liability company (the “Adviser”), and Hartford Funds Exchange-Traded Trust, a Delaware statutory trust (the “Trust”), on its own behalf and on behalf of each of its series listed on Schedule A hereto, as it may be amended from time to time (each, a “Portfolio” and, collectively, the “Portfolios”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST OF HARTFORD FUNDS EXCHANGE-TRADED TRUST (a Delaware Statutory Trust) Dated as of December 8, 2016Trust Agreement • March 10th, 2017 • Hartford Funds Exchange-Traded Trust • Delaware
WHEREAS, The Hartford Active Exchange-Traded Fund Trust was established on September 20, 2010 with the filing of a Certificate of Trust with the Delaware Secretary of State for the purposes of carrying on the business of a management investment company; and
HARTFORD FUNDS EXCHANGE-TRADED TRUST FORM OF INVESTING FUND AGREEMENTInvesting Fund Agreement • March 10th, 2017 • Hartford Funds Exchange-Traded Trust
This Investing Fund Agreement (the “Agreement”) is made as of the date set forth below between the Hartford Funds Exchange-Traded Trust (the “Trust”) and (the “Purchasing Fund”).
