0001104659-18-051513 Sample Contracts

AGREEMENT BETWEEN STONECASTLE ASSET MANAGEMENT, LLC (“Advisor”) AND STONECASTLE FINANCIAL CORP. (“Company”)
Agreement • August 13th, 2018 • StoneCastle Financial Corp.

This agreement dated January 12, 2017 is between the Advisor and the Company whereby the Advisor agrees to waive a fee equal to $115,000 (the “Management Fee”) representing a portion of the management fee that would otherwise be payable to the Advisor for the quarter ended December 31, 2016.

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