EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 16th, 2020 • Reality Shares ETF Trust • Delaware
EXPENSE LIMITATION AGREEMENT (the “Agreement”), effective as of March 10, 2016 by and between Reality Shares Advisors. LLC (the “Adviser”) and Reality Shares ETF Trust (the “Trust”), on behalf of each series of the Trust set forth in Schedule A attached hereto, as may be amended from time to time by mutual agreement of the parties (each, a “Fund,” and collectively, the “Funds”).
Board of Trustees Reality Shares ETF TrustReality Shares ETF Trust • January 16th, 2020
Re: Agreement and Plan of Reorganization, dated as of [●], 2020 (the “Agreement”), by and between (i) Reality Shares ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of its series, the DIVCON Dividend Guard ETF (the “Acquired Fund”); (ii) the Trust, on behalf of its series, the DIVCON Dividend Defender ETF (the “Surviving Fund” and together with the Acquired Fund, the “Funds”); and (iii) solely for the purposes of Sections 14(b) and 18(b) of the Agreement, Reality Shares Advisors, LLC (“Reality Shares”) the investment adviser to the Funds.
