CUSTODY AGREEMENT Dated ______________, 2020 Between UMB BANK, N.A. and BBR PARTNERS, LLC ON BEHALF OF BBR ALO FUND, LLC CUSTODY AGREEMENTCustody Agreement • May 1st, 2020 • BBR ALO Fund, LLC
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and BBR Partners, LLC on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
TRANSFER AGENCY AGREEMENTTransfer Agency Agreement • May 1st, 2020 • BBR ALO Fund, LLC • Wisconsin
THIS TRANSFER AGENCY AGREEMENT (the “Agreement”) is made as of this ___ day of _________________, 2020, by and between BBR ALO Fund, LLC, a Delaware limited liability company (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Transfer Agent”).
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • May 1st, 2020 • BBR ALO Fund, LLC • Wisconsin
THIS ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (the “Agreement”) is made as of this ___ day of ____________, 2020, by and between BBR ALO Fund, LLC, a Delaware limited liability company (the “Fund”), and UMB Fund Services, Inc., a Wisconsin corporation, its successors and assigns (the “Administrator”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 1st, 2020 • BBR ALO Fund, LLC • New York
AGREEMENT made as of _________, 2020, between BBR ALO FUND, LLC (the "Fund"), a Delaware limited liability company, and BBR PARTNERS, llc (the "Adviser"), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the "Agreement").
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 1st, 2020 • BBR ALO Fund, LLC • New York
Agreement, made this ________ day of _______ 2020, among BBR ALO Fund, LLC (the "Fund"), an investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act") BBR Partners, LLC, a registered investment adviser (the "Adviser"), and Polen Capital Management, LLC a registered investment adviser (the "Sub-Adviser").
BBR ALO FUND, LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • May 1st, 2020 • BBR ALO Fund, LLC • Delaware
THIS AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of BBR ALO FUND, LLC, a Delaware limited liability company (the "Fund"), is dated as of April 21, 2020 by and among the Organizational Member, BBR Partners, LLC, as Adviser, the Directors identified on Schedule I hereto, and each person hereinafter admitted to the Fund in accordance with this Agreement and reflected on the books of the Fund as a Member.
Subscription AgreementSubscription Agreement • May 1st, 2020 • BBR ALO Fund, LLC • Delaware
The undersigned (the "Subscriber") hereby acknowledges having received and read the Confidential Memorandum of the Fund (the "Memorandum") and the limited liability company agreement of the Fund, as amended and restated from time to time (the "LLC Agreement"). Capitalized terms used herein and not otherwise defined shall have the respective meanings set forth in the Memorandum.
ESCROW AGREEMENTEscrow Agreement • May 1st, 2020 • BBR ALO Fund, LLC • Missouri
This ESCROW AGREEMENT (the “Agreement”) is made and entered into this ___ day of ________, 2020, by and between BBR ALO Fund, LLC, a Delaware limited liability company (the “Fund”), UMB Fund Services, Inc., as recordkeeper (“UMBFS”) and UMB Bank, N.A., a national banking association organized and existing under the laws of the United States of America, as escrow agent (the “Escrow Agent”).
