INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2020 • IndexIQ Active ETF Trust • New York
This Investment Advisory Agreement (this “Agreement”) is made and entered into and is effective as of April 15, 2015, by and between IndexIQ Active ETF Trust, a Delaware trust (the “Trust”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”).
INDEXIQ ACTIVE ETF TRUST SUBADVISORY AGREEMENTSubadvisory Agreement • August 28th, 2020 • IndexIQ Active ETF Trust • New York
This Subadvisory Agreement, made as of the 10th day of October, 2017 (the “Agreement”), between IndexIQ Advisors LLC a Delaware limited liability company (the “Advisor”) and MacKay Shields LLC, a Delaware limited liability company (the “Subadvisor”).
EXPENSE LIMITATION AGREEMENT INDEXIQ ACTIVE ETF TRUSTExpense Limitation Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
This Agreement is made and entered into effective as of August 31, 2018, by and between the funds listed on Schedule A (each, a “Fund” and, collectively, the “Funds”), each a series of shares of IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”) and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”).
FORM OF AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 28th, 2020 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated as of August 12, 2020 is by and between each trust listed on Appendix I hereto (each, the “Trust” and collectively, the “Trusts”) and each series of the Trusts listed on Appendix I hereto (as such Appendix I may be amended from time to time) and The Bank of New York Mellon (the “Bank”).
AMENDMENT 1Distribution Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
Schedule II to Custody Agreement As of December 17, 2019Custody Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
The undersigned hereby certifies that he is an authorized signer of the IndexIQ Active ETF Trust (the "Trust") and that the following funds are included under the Custody Agreement dated November 18, 2013, by and between the Trust and the Bank of New York Mellon.
AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT INDEXIQ ACTIVE ETF TRUSTExpense Limitation Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
THIS AMENDMENT TO THE EXPENSE LIMITATION AGREEMENT, is hereby made as of August 27, 2020, between IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of its series set forth on Schedule A (each a “Fund” and collectively, “Funds”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Manager”).
Exhibit A to Fund Administration and Accounting Agreement As of December 17, 2019Fund Administration and Accounting Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
The undersigned hereby certifies that he is an authorized signer of the IndexIQ Active ETF Trust (the "Trust") and that the following funds are included under the Fund Administration and Accounting Agreement dated November 18, 2013, by and between the Trust and the Bank of New York Mellon.
AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 28th, 2020 • IndexIQ Active ETF Trust
This amendment to the Investment Advisory Agreement (this "Agreement"), dated as of April 15, 2015, by and between IndexIQ Active ETF Trust, a Delaware trust (the “Trust”), on behalf of its series as set forth on Appendix A (each, a “Fund” and, collectively, “Funds”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”) is entered into pursuant Section 8 of the Agreement and is effective as of July 19, 2019.
