AS ISSUER AND UMB BANK, N.A., AS TRUSTEE SUBORDINATED INDENTURE DATED AS OF OCTOBER 5, 2020 SUBORDINATED DEBT SECURITIES CROSS-REFERENCE TABLESubordinated Indenture • October 5th, 2020 • Veritex Holdings, Inc. • State commercial banks • New York
THIS INDENTURE, dated as of October 5, 2020 between Veritex Holdings, Inc., a corporation duly organized and existing under the laws of the State of Texas (the “Company”), and UMB Bank. N.A. (the “Trustee,” which term shall include any successor trustee appointed pursuant to Article 7 of this Indenture).
VERITEX HOLDINGS, INC.Underwriting Agreement • October 5th, 2020 • Veritex Holdings, Inc. • State commercial banks • New York
Veritex Holdings, Inc., a Texas corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A hereto (the “Underwriters”) pursuant to the terms set forth herein (this “Agreement”) $125,000,000 aggregate principal amount of the Company’s 4.125% Fixed-to-Floating Rate Subordinated Notes due 2030 (the “Securities”). The Securities will be issued pursuant to an indenture (the “Base Indenture”), to be dated as of the Closing Time (as defined below), between the Company and UMB Bank, N.A., as trustee (the “Trustee”), as supplemented by a supplemental indenture thereto relating to the Securities, to be dated as of the Closing Time, between the Company and the Trustee (the “Supplemental Indenture” and, together with the Base Indenture, the “Indenture”). Keefe, Bruyette & Woods, Inc. (“KBW”) has agreed to act as representative of the several Underwriters (in such capacity, the “Representative”) in connection with the offering and sale of the Securities.
VERITEX HOLDINGS, INC. and UMB BANK, N.A. as Trustee FIRST SUPPLEMENTAL INDENTURE Dated as of October 5, 2020 to SUBORDINATED INDENTURE Dated as of October 5, 2020 4.125% Fixed-to-Floating Rate Subordinated Notes Due 2030First Supplemental Indenture • October 5th, 2020 • Veritex Holdings, Inc. • State commercial banks • New York
THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October 5, 2020, between VERITEX HOLDINGS, INC., a corporation duly organized and existing under the laws of the State of Texas (the “Company”), and UMB BANK, N.A., a national banking association duly organized and existing under the laws of the United States, as Trustee (the “Trustee”), under the Base Indenture (as hereinafter defined).
