STELLUS CAPITAL INVESTMENT CORPORATION (a Maryland Corporation) UNDERWRITING AGREEMENTUnderwriting Agreement • January 12th, 2021 • Stellus Capital Investment Corp • New York
Each of Stellus Capital Investment Corporation, a Maryland corporation (the “Company”), and Stellus Capital Management, LLC, a Delaware limited liability company (the “Adviser”) registered as an investment adviser under the Investment Advisers Act of 1940, as amended (collectively with the rules and regulations of the Commission (as defined below) promulgated thereunder, the “Advisers Act”), confirms its agreement with the underwriters listed in Exhibit A hereto (collectively, the “Underwriters”), for whom Raymond James & Associates, Inc. (the “Representative”) is acting as representative, with respect to the issuance and sale by the Company of $100,000,000 aggregate principal amount of the Company’s 4.875% notes due 2026 (the “Securities”), and the purchase by the Underwriters, acting severally and not jointly, of the aggregate principal amount of Securities set forth opposite their respective names in Exhibit A hereto. In the event that only one Underwriter is listed in Exhibit A her
