WHITEHORSE FINANCE, INC. (a Delaware corporation) Common Stock (Par Value $0.001 Per Share) EQUITY DISTRIBUTION AGREEMENTEquity Distribution Agreement • March 16th, 2021 • WhiteHorse Finance, Inc. • New York
WhiteHorse Finance, Inc., a Delaware corporation (the “Company”), H.I.G. WhiteHorse Advisers, LLC, a Delaware limited liability company (“WhiteHorse Advisers” or the “Adviser”), and H.I.G. WhiteHorse Administration, LLC, a Delaware limited liability company (the “Administrator” and, together with the Company and the Adviser, the “WhiteHorse Entities”), confirm their respective agreements with Raymond James & Associates, Inc. (the “Sales Agent”) with respect to the sale by the Company of shares of common stock, par value $0.001 per share, of the Company (“Common Stock”), having an aggregate offering price of up to $35 million. The shares of Common Stock to be sold through the Sales Agent are herein called, collectively, the “Securities.”
