4,000,000 Units TradeUP Global Corporation UNDERWRITING AGREEMENTUnderwriting Agreement • May 4th, 2021 • TradeUP Global Corp • Blank checks • New York
The undersigned, TradeUP Global Corporation, a Cayman Islands exempted company (“Company”), hereby confirms its agreement with US Tiger Securities, Inc. (hereinafter referred to as “you”, “US Tiger”, or the “Representative”) and with the other underwriters named on Schedule A hereto for which you are acting as representative (the Representative and the other Underwriters being collectively referred to herein as the “Underwriters” or, individually, an “Underwriter”), as follows:
TradeUP Global Corporation New York, New York 10022Underwriting Agreement • May 4th, 2021 • TradeUP Global Corp • Blank checks • New York
This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) entered into by and between TradeUP Global Corporation, a Cayman Islands exempted company (the “Company”), US Tiger Securities, Inc., as representative (the “Representative”) of the several underwriters (the “Underwriters”), relating to an underwritten initial public offering (the “Public Offering”) of 4,000,000 of the Company’s units (including 600,000 units that may be purchased pursuant to the Underwriters’ option to purchase additional units, the “Units”), each comprised of one of the Company’s Class A ordinary shares, par value $0.0001 per share (the “Ordinary Shares”), and one-half of one redeemable warrant (each whole warrant, a “Warrant”). Each Warrant entitles the holder thereof to purchase one Ordinary Share at a price of $11.50 per share, subject to adjustment. The Units will be sold in the Public Offering pursuant to a registration sta
INDEMNITY AGREEMENTIndemnification & Liability • May 4th, 2021 • TradeUP Global Corp • Blank checks • New York
THIS INDEMNITY AGREEMENT (this “Agreement”) is made as of April 28, 2021, by and between TradeUP Global Corporation, a Cayman Islands exempted company (the “Company”), and [ ] (“Indemnitee”).
INVESTMENT MANAGEMENT TRUST AGREEMENTInvestment Management Trust Agreement • May 4th, 2021 • TradeUP Global Corp • Blank checks • New York
This Investment Management Trust Agreement (this “Agreement”) is made effective as of April 9, 2021 by and between TradeUP Global Corporation, a Cayman Islands exempted company (the “Company”), and Wilmington Trust, National Association, a national banking association (the “Trustee”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • May 4th, 2021 • TradeUP Global Corp • Blank checks • New York
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 28, 2021, is made and entered into by and among TradeUP Global Corporation, a Cayman Islands exempted company (the “Company”), TradeUP Global Sponsor LLC, a Cayman Islands limited liability company (the “Sponsor”), and each individual named on the signature pages hereto, (together with the Sponsor and any person or entity who hereafter becomes a party to this Agreement pursuant to Section 5.2 of this Agreement, a “Holder” and collectively the “Holders”).
PRIVATE PLACEMENT SHARE PURCHASE AGREEMENTPrivate Placement Share Purchase Agreement • May 4th, 2021 • TradeUP Global Corp • Blank checks • New York
THIS PRIVATE PLACEMENT SHARE PURCHASE AGREEMENT (as it may from time to time be amended and including all exhibits referenced herein, this “Agreement”), dated as of April 28, 2021, is entered into by and between TradeUP Global Corporation, a Cayman Islands exempted company (the “Company”), and TradeUP Global Sponsor LLC, a Cayman Islands limited liability company (the “Purchaser”).
US Tiger Securities, Inc. 437 Madison Avenue, 27th Floor New York, NY 10022 R. F. Lafferty & Co., Inc. 40 Wall Street, 29th Floor, New York, NY 10005Advisory Agreement • May 4th, 2021 • TradeUP Global Corp • Blank checks • New York
This is to confirm our agreement whereby TradeUP Global Corporation, a Cayman Islands exempted company (“Company”), has requested US Tiger Securities, Inc. and R. F. Lafferty & Co., Inc. (the “Advisors”, each an “Advisor”) to assist it in connection with the Company engaging in a merger, share exchange, asset acquisition, stock purchase, recapitalization, reorganization or similar business combination (in each case, a “Business Combination”) with one or more businesses (each a “Target”) as described in the Company’s Registration Statement on Form S-1 (File No. 333- 253849), as amended, filed with the U.S. Securities and Exchange Commission (as amended, the “Registration Statement”) in connection with the Company’s initial public offering (“IPO”).
WARRANT AGREEMENTWarrant Agreement • May 4th, 2021 • TradeUP Global Corp • Blank checks • New York
This Warrant Agreement (this “Agreement”), dated April 28, 2021, is by and between TradeUP Global Corporation, a Cayman Islands exempted company (the “Company”), and VStock Transfer LLC, as warrant agent (in such capacity, the “Warrant Agent”).
