COMMON STOCK PURCHASE WARRANT SUMMIT WIRELESS TECHNOLOGIES, INC.Common Stock Purchase Warrant • June 8th, 2021 • Summit Wireless Technologies, Inc. • Semiconductors & related devices • New York
THIS COMMON STOCK PURCHASE WARRANT (this “Warrant”) certifies that, for value received, ___________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after June 8, 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on June 8, 2026 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Summit Wireless Technologies, Inc., a Delaware corporation (the “Company”), up to _________________ (_______)1 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued in connection with the Inducement Agreement, pursuant to which the Holder has been solicited to exercise its Initial Warrants and offered this Warrant as inducement and in consider
Summit Wireless Technologies, Inc.Summit Wireless Technologies, Inc. • June 8th, 2021 • Semiconductors & related devices
Summit Wireless Technologies, Inc. (the “Company”) is pleased pursuant to this letter agreement (this “Agreement”) to offer to you the opportunity to exercise all of the common stock purchase warrants of the Company issued to you on (i) June 8, 2020 with an exercise price of $2.55 per share (the “June 8th Warrants”), and (ii) June 11, 2020, with an exercise price of $2.61 per share (the “June 11th Warrants”) which are currently outstanding and were not previously exercised by you (such June 8th Warrants and June 11th Warrants being collectively referred to hereafter as, the “Existing Warrants”), set forth on the signature page hereto, which are currently held by you (the “Holder”). The Existing Warrants and all of the shares of common stock, par value $0.0001 per share, of the Company (the “Common Stock”) underlying the Existing Warrants (“Existing Warrant Shares”) have been registered pursuant to a resale registration statement on Form S-1 (File No. 333-239750), which was declared eff
SUBJECT TO MAXIM COMMITMENT COMMITTEE APPROVALSummit Wireless Technologies, Inc. • June 8th, 2021 • Semiconductors & related devices • New York
We are pleased that Summit Wireless Technologies, Inc. (the “Company”) has decided to retain Maxim Group LLC (“Maxim” or the “Solicitation Agent”) to provide financial advisory and investment banking services to the Company as set forth herein. This letter agreement (“Agreement”) will confirm the Solicitation Agent’s acceptance of such retention and set forth the terms and conditions of our engagement.
