3,155,000 Shares of Common Stock BIOXCEL THERAPEUTICS, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • June 25th, 2021 • BioXcel Therapeutics, Inc. • Pharmaceutical preparations • New York
BioXcel Therapeutics, Inc., a Delaware corporation (the “Company”) and BioXcel LLC, a Delaware limited liability company (the “Selling Stockholder”), confirm their respective agreements with BofA Securities, Inc. (“BofA”) and each of the other Underwriters named in Schedule I hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom BofA is acting as representative (in such capacity, the “Representative”), with respect to (i) the sale by the Company of the number of shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), set forth in Schedule I hereto, and (ii) the grant by the Selling Stockholder to the Underwriters, of the option described in Section 3 hereof to purchase all or any part of 473,250 shares of Common Stock. The aforesaid share of Common Stock (the “Firm Stock”) to be purchased by the Underwriters and all or any part of the 473,250 shares of Co
