GATSBY DIGITAL LICENSE AND SUPPORT AGREEMENT– APRIL 19TH, 2021License Agreement • September 27th, 2021 • Gatsby Digital, Inc. • Security & commodity brokers, dealers, exchanges & services • New York
Contract Type FiledSeptember 27th, 2021 Company Industry JurisdictionThis AGREEMENT is executed and entered by Gatsby Digital, Inc. a Delaware corporation with its principal office at 28 Liberty St., New York, NY. 10005 USA (“Gatsby Digital”, “Gatsby”), and the Client Gatsby Securities, LLC. with its principal office at 44 South Broadway, White Plains, NY 10601 (“Client”, “Gatsby Securities”). Gatsby Digital and the Client collectively are the Parties and individually a Party where so referenced in this Agreement. This Agreement is effective as of the date above.
ContractConvertible Promissory Note • September 27th, 2021 • Gatsby Digital, Inc. • Security & commodity brokers, dealers, exchanges & services • Delaware
Contract Type FiledSeptember 27th, 2021 Company Industry JurisdictionTHIS NOTE AND THE SECURITIES ISSUABLE UPON THE CONVERSION HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR UNDER THE SECURITIES LAWS OF ANY STATES IN THE UNITED STATES. THESE SECURITIES ARE SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE AND MAY NOT BE TRANSFERRED OR RESOLD EXCEPT AS PERMITTED UNDER THE ACT AND THE APPLICABLE STATE SECURITIES LAWS, PURSUANT TO REGISTRATION OR EXEMPTION THEREFROM. THE ISSUER OF THESE SECURITIES MAY REQUIRE AN OPINION OF COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER TO THE EFFECT THAT ANY PROPOSED TRANSFER OR RESALE IS IN COMPLIANCE WITH THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.