SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 3rd, 2022 • China Xiangtai Food Co., Ltd. • Meat packing plants • New York
Contract Type FiledFebruary 3rd, 2022 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January 28, 2022, between China Xiangtai Food Co., Ltd., a Cayman Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
January 28, 2022 Ms. Zeshu DaiPlacement Agency Agreement • February 3rd, 2022 • China Xiangtai Food Co., Ltd. • Meat packing plants • New York
Contract Type FiledFebruary 3rd, 2022 Company Industry JurisdictionThis placement agency agreement (the “Agreement”) constitutes the agreement between Univest Securities, LLC (“Univest” or the “Placement Agent”) and China Xiangtai Food Co., Ltd., a Cayman Islands exempted company (the “Company”), pursuant to which the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of 16,853,933 ordinary shares of the Company, par value US$0.01 per share (“Ordinary Shares”), and warrants (“Warrants”) to purchase up to 16,853,933 Ordinary Shares of the Company (the Ordinary Shares underlying the Warrants, the “Warrant Shares”). The Ordinary Shares, the Warrants and the Warrant Shares are collectively referred to as the “Securities”. The terms of the Placement and the Securities shall be mutually agreed upon by the Company and the purchasers (each, a “Purchaser” and collectively, the “Purchasers”) and nothing herein constitutes that the Placement Agent w
Form of Lock-Up AgreementChina Xiangtai Food Co., Ltd. • February 3rd, 2022 • Meat packing plants • New York
Company FiledFebruary 3rd, 2022 Industry JurisdictionThe undersigned, a holder of securities of China Xiangtai Food Co., Ltd., a Cayman Islands exempted company (the “Company”), understands that you are the placement agent (the “Placement Agent”) named in the placement agency agreement dated January 28, 2022 (the “Placement Agreement”) between the Placement Agent and the Company, providing for the placement (the “Placement”) of Ordinary Shares and Warrants (collectively, the “Securities”) pursuant to a registration statement and related prospectuses and supplements thereto filed or to be filed with the U.S. Securities and Exchange Commission (the “SEC”). Capitalized terms used herein and not otherwise defined shall have the meanings set forth for them in the Placement Agreement.
AMENDMENT NO. 1 TO PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • February 3rd, 2022 • China Xiangtai Food Co., Ltd. • Meat packing plants • New York
Contract Type FiledFebruary 3rd, 2022 Company Industry JurisdictionThis Amendment No. 1 to Placement Agency Agreement (this “Amendment”), dated as of January 30, 2022, is by and between China Xiangtai Food Co., Ltd., a Cayman Islands exempted company (the “Company”), and Univest Securities, LLC (“Univest” or the “Placement Agent”).
AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 3rd, 2022 • China Xiangtai Food Co., Ltd. • Meat packing plants • New York
Contract Type FiledFebruary 3rd, 2022 Company Industry JurisdictionThis Amendment No. 1 to Securities Purchase Agreement (this “Amendment”), dated as of January 30, 2022, is by and between China Xiangtai Food Co., Ltd., a Cayman Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).