HEARTLAND GROUP, INC. AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT with HEARTLAND ADVISORS, INC.Operating Expense Limitation Agreement • April 28th, 2022 • Heartland Group Inc • Wisconsin
THIS AMENDED AND RESTATED OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is entered into effective April 5, 2022 (the “Effective Date”), by and between Heartland Group, Inc. (the “Fund Company”), a Maryland corporation, on behalf of the series of the Fund Company listed in Schedule A hereto, as may be amended rom time to time (the “Fund”), and the investment advisor to the Fund, Heartland Advisors, Inc. (the “Advisor”), a Wisconsin corporation.
BROKER DEALER SELLING AGREEMENTBroker Dealer Selling Agreement • April 28th, 2022 • Heartland Group Inc • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ____________________________________, a _______________________ company having its principal place of business at __________________________________________________________ (hereinafter “Broker/Dealer”).
AMENDMENT 4Distribution Agreement • April 28th, 2022 • Heartland Group Inc
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
HEARTLAND GROUP, INC. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2022 • Heartland Group Inc • Wisconsin
THIS AGREEMENT is entered into as of the 5th day of April, 2022, between Heartland Group, Inc., a Maryland corporation (the “Company”), and Heartland Advisors, Inc., a Wisconsin corporation (the “Advisor”).
SHAREHOLDER SERVICING AGREEMENTShareholder Servicing Agreement • April 28th, 2022 • Heartland Group Inc • Colorado
THIS SHAREHOLDER SERVICING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1000, Denver, Colorado 80203, and ___________________________________________, a _______________________________ company having its principal place of business at _____________________________________________________ (hereinafter “Servicer”).
Amendment No. 9 to Transfer Agency and Services AgreementTransfer Agency and Services Agreement • April 28th, 2022 • Heartland Group Inc
This ninth amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of August 13, 2021 (the “Amendment Effective Date”).
