FORM OF INDEXIQ ACTIVE ETF TRUST SUBADVISORY AGREEMENTSubadvisory Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust • New York
This Subadvisory Agreement, made as of the 4th day of May, 2022 (the “Agreement”), between IndexIQ Advisors LLC a Delaware limited liability company (the “Advisor”) and Winslow Capital Management, LLC, a Delaware limited liability company (the “Subadvisor”).
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated April 7, 2022 (“Effective Date”), is by and between each trust listed on Appendix I hereto (each, the “Trust” and collectively, the “Trusts”) and each series of the Trusts listed on Appendix I hereto (as such Appendix I may be amended from time to time) and The Bank of New York Mellon (the “Bank”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated April 7, 2022 (“Effective Date”) is by and between IndexIQ Active ETF Trust (the “Fund”) and The Bank of New York Mellon (“BNY Mellon”).
FORM OF EXPENSE LIMITATION AGREEMENT INDEXIQ ACTIVE ETF TRUSTExpense Limitation Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust • New York
This Agreement is made and entered into as of May 3, 2022, by and between the funds listed on Schedule A (each, a “Fund” and, collectively, the “Funds”), each a series of shares of IndexIQ Active ETF Trust, a Delaware statutory trust (the “Trust”) and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”).
AMENDMENT TO INVESTMENT COMPANY REPORTING MODERNIZATION SERVICES AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTAccounting Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust
This Amendment to the Investment Company Reporting Modernization Services Amendment (the “Amendment”) dated April 7, 2022 (“Effective Date”) is by and between INDEXIQ ACTIVE ETF TRUST (the “Fund”) and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
FORM OF AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust
This amendment to the Investment Advisory Agreement (this "Agreement"), dated as of April 15, 2015, by and between IndexIQ Active ETF Trust, a Delaware trust (the “Trust”), on behalf of its series as set forth on Appendix A (each, a “Fund” and, collectively, “Funds”), and IndexIQ Advisors LLC, a Delaware limited liability company (the “Advisor”) is entered into pursuant Section 8 of the Agreement and is effective as of May 3, 2022.
AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENTSecurities Lending Authorization Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust
THIS AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT (“Amendment”) is made effective as of the April 7, 2022 (the “Effective Date”), by and between THE BANK OF NEW YORK MELLON, (“Bank”), and INDEXIQ ACTIVE ETF TRUST (the “Client”), with respect to each of the funds identified on Attachment 1 to the Agreement (as defined below), as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”).
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • May 3rd, 2022 • IndexIQ Active ETF Trust • New York
This Amendment (“Amendment”) dated April 7, 2022 (“Effective Date”) is by and between each entity listed on Exhibit A to the Agreement (as defined below) (each a “Fund” and collectively, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”).
Form of AMENDMENT 4IndexIQ Active ETF Trust • May 3rd, 2022
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of May 3, 2022 (the “Effective Date”):
