CLASS A ORDINARY SHARE PURCHASE WARRANT CN ENERGY GROUP. INC.Cn Energy Group. Inc. • February 1st, 2023 • Industrial organic chemicals • New York
Company FiledFebruary 1st, 2023 Industry JurisdictionTHIS CLASS A ORDINARY SHARE PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on February 1, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from CN Energy Group. Inc., a company organized under the laws of the British Virgin Islands (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of the Company’s Class A ordinary shares (the “Ordinary Shares,” each an “Ordinary Share”). The purchase price of one Ordinary Share under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
10,396,974 CLASS A ORDINARY SHARES 7,786,300 PRE-FUNDED Warrants TO PURCHASE 7,786,300 ORDINARY SHARES AND 18,183,274 Warrants of CN ENERGY GROUP. INC. UNDERWRITING AGREEMENTUnderwriting Agreement • February 1st, 2023 • Cn Energy Group. Inc. • Industrial organic chemicals • New York
Contract Type FiledFebruary 1st, 2023 Company Industry JurisdictionThe undersigned, CN Energy Group. Inc., a British Virgin Islands company (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of CN Energy Group. Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Aegis Capital Corp. is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.