CUSTODY AGREEMENT Dated March 29, 2023 Between UMB BANK, N.A. and FTAOF Cayman Sub1 Ltd CUSTODY AGREEMENTCustody Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter "Custodian") and FTAOF Cayman Sub1 Ltd, a Cayman Islands exempted company (the "Fund").
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund • Delaware
AGREEMENT, dated as of February 23, 2023 by and among First Trust Alternative Opportunities Fund (the “Fund”), First Trust Capital Management L.P. (the “Advisor”), and Palmer Square Capital Management LLC (the “Sub-Adviser”).
ContractCustody Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund • Illinois
THIS CUSTODY AGREEMENT (this “Agreement”) is dated as of ______________, 2021 by and between _______________________, a _________________ organized under the laws of ______________, having its principal place of business at _____________________________ (the “Fund”), and MILLENNIUM TRUST COMPANY, LLC, a limited liability company organized under the laws of the State of Illinois, having its principal place of business at 2001 Spring Road, Oak Brook, IL 60523 (the “Custodian”).
THIRD AMENDMENT TO CREDIT AGREEMENTCredit Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund • Ohio
THIS CREDIT AGREEMENT, dated as of November 20, 2020, among FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND, a Delaware statutory trust (the “Borrower”), the other Loan Parties signatories hereto, and TRISTATE CAPITAL BANK, a Pennsylvania state chartered bank (the “Lender”). The parties hereto, intending to be legally bound hereby, agree as follows:
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund
This FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of March 17, 2023, is between First Trust Alternative Opportunities Fund, a trust organized under the laws of Delaware (the “Acquiring Fund”), and Pender Real Estate Credit Fund a trust organized under the laws of Delaware (the “Acquired Fund” and, together with the Acquiring Fund, the “Funds”).
JOINT LIABILITY INSURANCE AGREEMENTJoint Liability Insurance Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund • Delaware
AGREEMENT dated the 6th day of June, 2023 between the Infinity Core Alternative Fund, First Trust Alternative Opportunities Fund, Variant Alternative Income Fund, Variant Impact Fund, Corbin Multi-Strategy Fund, LLC, Agility Multi-Asset Income Fund, Keystone Private Income Fund, Aspiriant Risk-Managed Real Assets Fund, Aspiriant Risk-Managed Capital Appreciation Fund, AFA Multi-Manager Credit Fund, The Optima Dynamic Alternatives Fund, First Trust Real Assets Fund, First Trust Private Credit Fund, First Trust Private Assets Fund, Destiny Alternative Fund LLC, Destiny Alternative Fund (TEI) LLC, Pender Real Estate Credit Fund, Felicitas Private Markets Fund and First Trust Hedged Strategies Fund (collectively, the “Funds” and individually, a “Fund”).
JOINT INSURED BOND AGREEMENTJoint Insured Bond Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund • Delaware
AGREEMENT dated as of this 6th day of June, 2023, by and between Infinity Core Alternative Fund, First Trust Alternative Opportunities Fund, Variant Alternative Income Fund, Variant Impact Fund, Corbin Multi-Strategy Fund, LLC, Agility Multi-Asset Income Fund, Keystone Private Income Fund, Aspiriant Risk-Managed Real Assets Fund, Aspiriant Risk-Managed Capital Appreciation Fund, AFA Multi-Manager Credit Fund, The Optima Dynamic Alternatives Fund, First Trust Real Assets Fund, First Trust Private Credit Fund, First Trust Private Assets Fund, Destiny Alternative Fund LLC, Destiny Alternative Fund (TEI) LLC, Pender Real Estate Credit Fund, Felicitas Private Markets Fund and First Trust Hedged Strategies Fund (each a “Fund” and together, the “Funds”).
SECOND AMENDED AND RESTATED EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund
AGREEMENT effective as of the 31st day of July 2023 by and among First Trust Alternative Opportunities Fund, a Delaware statutory trust (the “Fund”) and First Trust Capital Management L.P., a Delaware limited partnership (“the Investment Manager”).
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund
This FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of August 5, 2022, is between First Trust Alternative Opportunities Fund, a trust organized under the laws of Delaware (the “Acquiring Fund”), and _Opportunistic Credit Interval Fund, a trust organized under the laws of Delaware (the “Acquired Fund” and, together with the Acquiring Fund, the “Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFunds Investment Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund
This FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of March 3, 2023, is between First Trust Alternative Opportunities Fund, a trust organized under the laws of Delaware (the “Acquiring Fund”), and BC Partners Lending Corporation, a Maryland corporation (the “Acquired Fund” and, together with the Acquiring Fund, the “Funds”).
