0001135428-14-000407 Sample Contracts
GRAPHIC OMITTED] ADMINISTRATION AGREEMENT THIS ADMINISTRATION AGREEMENT (this "AGREEMENT") is made as of the 10th day of June, 2014 (the "EFFECTIVE DATE"), by and between O'Connor EQUUS, a statutory trust formed under the laws of the State of Delaware...Administration Agreement • June 10th, 2014 • O'Connor EQUUS • New York
Standard Contracts
logo omitted] GLOBAL CUSTODY AGREEMENT FOR FOREIGN AND DOMESTIC SECURITIES This Custodian Agreement ("Agreement") is made as of May 15, 2014 by and between O'CONNOR EQUUS ("Principal") and Union Bank, N.A. ("Custodian"). WHEREAS, the Custodian is a...Custodian Agreement • June 10th, 2014 • O'Connor EQUUS • California
INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT (the "Agreement") made as of this 30th day of May , 2014 by and between O'Connor EQUUS (the "Fund"), a Delaware statutory trust registered as a closed end non-diversified management...Investment Advisory Agreement • June 10th, 2014 • O'Connor EQUUS • New York
TRANSFER AGENCY SERVICES AGREEMENT BETWEEN ATLANTIC SHAREHOLDER SERVICES, LLC AND O'CONNOR EQUUSTransfer Agency Services Agreement • June 10th, 2014 • O'Connor EQUUS • Delaware
SUBSCRIPTION AGREEMENT O'Connor EQUUS (the "Fund"), a Delaware statutory trust, and Barry Gill an individual (the "Subscriber") hereby agree as of May 20, 2014, as follows: 1. In order to provide the Fund with the initial capital required pursuant to...Subscription Agreement • June 10th, 2014 • O'Connor EQUUS
EXPENSE LIMITATION AGREEMENT EXPENSE LIMITATION AGREEMENT, effective as of May 30, 2014 by and between UBS O'Connor LLC (the "Adviser") and O'Connor EQUUS (the "Fund") (the "Agreement"). WHEREAS, the Fund is a Delaware statutory trust organized under...Expense Limitation Agreement • June 10th, 2014 • O'Connor EQUUS
DISTRIBUTION AGREEMENT THIS DISTRIBUTION AGREEMENT (this "AGREEMENT') is made as of this 27th day of May 2014, by and between O'Connor EQUUS (the "TRUST" or "FUND"), a Delaware statutory trust, and SEI Investments Distribution Co. (the "DISTRIBUTOR"),...Distribution Agreement • June 10th, 2014 • O'Connor EQUUS • New York