AGREEMENT AND PLAN OF MERGERAgreement and Plan of Merger • November 5th, 2019 • Prudential Financial Inc • Life insurance
Contract Type FiledNovember 5th, 2019 Company IndustryThis AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER (this “Amendment”) is made and entered into on October 10, 2019, by and between Prudential Financial, Inc., a New Jersey corporation (“Parent”), Rain Merger Sub, LLC, a Washington limited liability company and wholly owned subsidiary of Parent (“Merger Sub”); Assurance IQ, Inc., a Washington corporation (where applicable, including such entity after its conversion into a limited liability company as contemplated by the Pre-Closing Restructuring, the “Company”); solely in his capacity as the Shareholder Representative, Gulliver Swenson, an individual person; and Michael Paulus and Michael Rowell (each, a “Founder” and together with Parent, Merger Sub and the Shareholder Representative, the “Parties”). Capitalized terms used herein without definition shall have the meanings given to them in the Agreement (as defined below).