SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 18th, 2010 • Hythiam, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledNovember 18th, 2010 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of November __, 2010 (the “Effective Date”), by and between Hythiam, Inc., a Delaware corporation (the “Company”), and the Person listed on the signature page hereto (the “Investor”).
SECURITY INTEREST AGREEMENTSecurity Interest Agreement • November 18th, 2010 • Hythiam, Inc. • Services-misc health & allied services, nec • New York
Contract Type FiledNovember 18th, 2010 Company Industry JurisdictionThis Security Interest Agreement (“Security Agreement”), dated as of November __, 2010, by and among the Persons listed on the signature page hereto (individually, a “Secured Party” and collectively, the “Secured Parties”), and Hythiam, Inc., a Delaware corporation (the “Debtor”).
ContractHythiam, Inc. • November 18th, 2010 • Services-misc health & allied services, nec • New York
Company FiledNovember 18th, 2010 Industry JurisdictionTHIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR QUALIFIED UNDER ANY STATE SECURITIES LAW, AND MAY NOT BE OFFERED FOR SALE OR SOLD UNLESS A REGISTRATION STATEMENT UNDER THE SECURITIES ACT AND APPLICABLE STATE SECURITIES LAWS SHALL BE EFFECTIVE WITH RESPECT THERETO OR AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT AND/OR QUALIFICATION UNDER APPLICABLE STATE SECURITIES LAWS IS AVAILABLE IN CONNECTION WITH SUCH OFFER OR SALE. THIS NOTE DOES NOT REQUIRE PHYSICAL SURRENDER HEREOF IN ORDER TO EFFECT A PARTIAL PAYMENT, REDEMPTION OR CONVERSION HEREOF. ACCORDINGLY, THE OUTSTANDING PRINCIPAL AMOUNT OF THIS NOTE MAY BE LESS THAN THE PRINCIPAL AMOUNT SHOWN BELOW.