VOTING TRUST AGREEMENTVoting Trust Agreement • March 18th, 2016 • Bank of America Corp /De/ • National commercial banks • New York
THIS VOTING TRUST AGREEMENT (this "Agreement") is made and entered into effective for all purposes and in all respects as of March 8, 2016 by and among Lord Securities Corporation, as trustee (the "Trustee" or any successor thereto), Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors and assigns by operation of law ("PFC" or the "Purchaser") and Institutional Shareholder Services Inc. (the "Voting Consultant" or any successor thereto).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 18th, 2016 • Bank of America Corp /De/ • National commercial banks • New York
THIS REGISTRATION RIGHTS AGREEMENT (this "Agreement"), executed as of March 8, 2016, is made between (i) Nuveen Municipal 2021 Target Term Fund, a closed-end fund organized as a Massachusetts business trust (the "Fund"), and (ii) Banc of America Preferred Funding Corporation, a Delaware corporation, including its successors by merger or operation of law ("BofA PFC") (the "Shareholder").
VMTP Purchase Agreement Nuveen Municipal 2021 Target Term Fund and Banc of America Preferred Funding Corporation March 8, 2016VMTP Purchase Agreement • March 18th, 2016 • Bank of America Corp /De/ • National commercial banks • New York
CONTENTS SECTION PAGE ARTICLE I DEFINITIONS 1 1.1 Incorporation of Certain Definitions by Reference 6 ARTICLE II PURCHASE AND TRANSFERS, COSTS AND EXPENSES; ADDITIONAL FEE 6 2.1 Purchase and Transfer of the VMTP Shares 6 2.2 Fees 7 2.3 Operating Expenses 7 2.4 Additional Fee for Failure to Comply with Reporting Requirement or Registration Rights Failure 7 ARTICLE III CONDITIONS TO EFFECTIVE DATE 8 ARTICLE IV REPRESENTATIONS AND WARRANTIES OF THE FUND 9 4.1 Existence 9 4.2 Authorization; Contravention 9 4.3 Binding Effect 9 4.4 Financial Information 10 4.5 Litigation 10 4.6 Consents 10 4.7 Incorporation of Additional Representations and Warranties 11 4.8 Complete and Correct Information 11 4.9 Offering Memorandum 11 4.1 1940 Act Registration 11 4.11 Effective Leverage Ratio; Asset Coverage 11 4.12 Credit Quality 12 4.13 Due Diligence 12 4.14 Certain Fees 12 ARTICLE V REPRESENTATIONS AND WARRANTIES OF THE PURCHASER 12 5.1 Existence 12 5.2 Authorization; Contravention 12 5.3 Binding Effec
