Amended and Restated Expense Sharing AgreementExpense Sharing Agreement • November 6th, 2019 • Morgan Group Holding Co • Blank checks
This Amended and Restated Expense Sharing Agreement (“Amended Agreement”) is made as of the 23rd day of November, 2016 between G.research, LLC (formerly Gabelli & Company, Inc.) (“the Firm”) and Gabelli & Company Investment Advisers, Inc. (“GCIA”) (formerly Gabelli Securities, Inc.), a Delaware corporation headquartered in Rye, New York which serves as paymaster of certain payroll expenses.
Amended and Restated Expense Sharing AgreementExpense Sharing Agreement • November 6th, 2019 • Morgan Group Holding Co • Blank checks
This Amended and Restated Expense Sharing Agreement (“Amended Agreement”) is made as of the 23rd day of November, 2016 between G.research, LLC (formerly Gabelli & Company, Inc.) (“the Firm”) and GAMCO Investors, Inc. (“GBL”), a Delaware corporation headquartered in Rye, New York which serves as paymaster of certain shared payroll expenses and certain shared non-payroll expenses.
LICENSE AGREEMENTLicense Agreement • November 6th, 2019 • Morgan Group Holding Co • Blank checks • New York
This License Agreement (the “Agreement”), is entered into as of the October 31, 2019, by and between GAMCO Investors, Inc., a Delaware corporation (“Licensor”), and G.research, LLC, a Delaware limited liability company (“Licensee” and, together with Licensor, the “Parties”), and the Parties agree as follows:
AGREEMENT AND PLAN OF MERGERMerger Agreement • November 6th, 2019 • Morgan Group Holding Co • Blank checks • Delaware
This AGREEMENT AND PLAN OF MERGER (this “Agreement”), dated as of October 31, 2019, is among Morgan Group Holding Co., a Delaware corporation (“Parent”), G.R. Acquisition, LLC, a Delaware limited liability company and wholly owned subsidiary of Parent (“Merger Sub”), G.research, LLC, a Delaware limited liability company (the “Company”), Institutional Services Holdings, LLC, a Delaware limited liability company and sole member of the Company (“Sole Member”), and Associated Capital Group, Inc., a Delaware corporation and parent of Sole Member (“Company Parent”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 6th, 2019 • Morgan Group Holding Co • Blank checks • New York
SECURITIES PURCHASE AGREEMENT (this “Agreement”) is made as of October 31, 2019, by and among Morgan Group Holding Co., a Delaware corporation (the “Company”), and the parties (each, individually, a “Purchaser,” and, collectively, the “Purchasers”) listed on the Schedule of Purchasers attached to this Agreement as Exhibit A (the “Schedule of Purchasers”).
Expense Sharing AgreementExpense Sharing Agreement • November 6th, 2019 • Morgan Group Holding Co • Blank checks
This Agreement is made as of the 23rd day of November, 2016 between G.research, LLC (formerly Gabelli & Company, Inc.) (“the Firm”) and Associated Capital Group, Inc. (“AC” or “the Parent Company”), a Delaware corporation headquartered in Rye, New York and the Firm’s parent company as of November 30, 2015 subsequent to AC’s formation and its spin-off (“the Spin-off’) from GAMCO Investors, Inc. (“GBL”).
