DUTCH TENDER DEPOSITARY AGREEMENT Between Firsthand Technology Value Fund, Inc., Kevin Landis And Computershare Trust Company N.A. And Computershare Inc.Dutch Tender Depositary Agreement • December 17th, 2019 • Firsthand Technology Value Fund, Inc. • New York
THIS DUTCH TENDER DEPOSITARY AGREEMENT, dated as of December 16, 2019 (the “Effective Date”), is by and between Firsthand Technology Value Fund, Inc., a Maryland corporation , Kevin Landis, as individual ( referred to together for the convenience of this Agreement as the “Purchaser”), each having its principal office and place of business at 150 Almaden Blvd., Suite 1250, San Jose, California 95113, and Computershare Inc., a Delaware corporation (“Computershare”), and its wholly owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Agent”), each having a principal office and place of business at 150 Royall Street, Canton, Massachusetts 02021.
December 9, 2019Letter of Agreement • December 17th, 2019 • Firsthand Technology Value Fund, Inc. • New York
This Letter of Agreement, including the Appendix attached hereto (collectively, this “Agreement”), sets forth the terms and conditions of the engagement of Georgeson LLC (“Georgeson”) by Firsthand Technology Value Fund, Inc. (the “Company”) to act as Information Agent in connection with the Company’s Dutch Auction self-tender offer (the “Offer”). The term of this Agreement shall be the term of the Offer, including any extensions thereof.
