SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 8th, 2021 • KKR Phorm Investors L.P. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”), dated as of November 5, 2021, is by and between KKR Phorm Investors L.P. (the “Purchaser”) and Transphorm, Inc., a Delaware corporation (the “Company” or “Transphorm”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • November 8th, 2021 • KKR Phorm Investors L.P. • Semiconductors & related devices • New York
This Registration Rights Agreement (this “Agreement”) is made and entered into effective as of November 5, 2021, by and between Transphorm, Inc., a Delaware corporation (the “Company”) and each “Purchaser” named in the Purchase Agreements (as defined below) (collectively, the “Purchasers”). Capitalized terms used herein shall have the meanings ascribed to them in Section 1 below or in the Purchase Agreements (as defined below).
WARRANT TO PURCHASE SHARES OF COMMON STOCK OF TRANSPHORM, INC.KKR Phorm Investors L.P. • November 8th, 2021 • Semiconductors & related devices • New York
This Warrant is issued to KKR Phorm Investors L.P., or its registered assigns (including any successors or assigns, the “Warrantholder”), in connection with that certain Securities Purchase Agreement, dated as of November 5, 2021, by and among Transphorm, Inc., a Delaware corporation (the “Company”), and the Warrantholder (the “Purchase Agreement”).
