0001140361-22-022440 Sample Contracts

UNDERWRITING AGREEMENT

Underwriting Agreement • June 9th, 2022 • Great Elm Group, Inc. • Services-prepackaged software • New York

• Contract Type
  Underwriting Agreement
• Filed
  June 9th, 2022
• Company
  Great Elm Group, Inc.
• Industry
  Services-prepackaged software
• Jurisdiction
  New York

FIRST SUPPLEMENTAL INDENTURE between GREAT ELM GROUP, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, Trustee Dated as of June 9, 2022

First Supplemental Indenture • June 9th, 2022 • Great Elm Group, Inc. • Services-prepackaged software • New York

• Contract Type
  First Supplemental Indenture
• Filed
  June 9th, 2022
• Company
  Great Elm Group, Inc.
• Industry
  Services-prepackaged software
• Jurisdiction
  New York

THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of June 9, 2022 is between Great Elm Group, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as trustee (the “Trustee”). Unless otherwise specified in this First Supplemental Indenture, all capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).