INVESTMENT AGREEMENT by and between BANC OF CALIFORNIA, INC., WP CLIPPER GG 14 L.P. and WP CLIPPER FS II L.P. Dated as of July 25, 2023Investment Agreement • December 1st, 2023 • Warburg Pincus LLC • National commercial banks • Delaware
INVESTMENT AGREEMENT, dated as of July 25, 2023 (this “Agreement”), by and between BANC OF CALIFORNIA, INC., a Maryland corporation (the “Company”), WP CLIPPER GG 14 L.P., an Exempted Limited Partnership registered in the Cayman Islands (“WPGG14 Purchaser”), and WP CLIPPER FS II L.P., an Exempted Limited Partnership registered in the Cayman Islands (“WPFSII Purchaser” and, together with WPGG14 Purchaser, collectively, the “Purchaser”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 1st, 2023 • Warburg Pincus LLC • National commercial banks • Delaware
THIS REGISTRATION RIGHTS AGREEMENT, dated as of November 30, 2023 (this “Agreement”), is by and among Banc of California, Inc., a Maryland corporation (the “Company”), and the undersigned parties listed as “Purchaser” on the signature pages hereto (each, a “Purchaser” and collectively, the “Purchasers”).
JOINT FILING AGREEMENTJoint Filing Agreement • December 1st, 2023 • Warburg Pincus LLC • National commercial banks
Pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of this Statement on Schedule 13D including any amendments thereto. This Joint Filing Agreement may be executed in any number of counterparts, each of which shall be deemed an original, but all of which shall constitute one and the same instrument.
