WARRANT AGREEMENTWarrant Agreement • September 23rd, 2005 • Highbury Financial Inc • Blank checks • New York
Contract Type FiledSeptember 23rd, 2005 Company Industry JurisdictionAgreement made as of September [__], 2005 between Highbury Financial Inc., a Delaware corporation, with offices at 999 Eighteenth Street, Suite 3000, Denver, Colorado 80202 (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation, with offices at 17 Battery Place, New York, New York 10004 (“Warrant Agent”).
HIGHBURY FINANCIAL INC. SUBSCRIPTION AGREEMENTSubscription Agreement • September 23rd, 2005 • Highbury Financial Inc • Blank checks • New York
Contract Type FiledSeptember 23rd, 2005 Company Industry JurisdictionTHIS SUBSCRIPTION AGREEMENT (the “Agreement”) is made as of the 1st day of August, 2005, by and between HIGHBURY FINANCIAL INC., a Delaware corporation (the “Company”), and R. BRADLEY FORTH (“Purchaser”).
STOCK ESCROW AGREEMENTStock Escrow Agreement • September 23rd, 2005 • Highbury Financial Inc • Blank checks • New York
Contract Type FiledSeptember 23rd, 2005 Company Industry JurisdictionSTOCK ESCROW AGREEMENT, dated as of September [__], 2005 (“Agreement”), by and among Highbury Financial Inc., a Delaware corporation, with offices at 999 Eighteenth Street, Suite 3000, Denver, Colorado 80202 (“Company”), R. Bruce Cameron, Richard S. Foote, R. Bradley Forth, Broad Hollow LLC, the Hillary Appel Trust and the Catey Lauren Appel Trust (collectively “Initial Stockholders”) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY, a New York corporation (“Escrow Agent”).