As of August 9 , 2005 Mr. James Conway Chairman and CEO Netsmart Technologies, Inc. Great River, NY 11739 Dear Jim:Financial Advisory Agreement • October 27th, 2005 • Netsmart Technologies Inc • Services-computer processing & data preparation • New York
This letter agreement (the “Agreement”) confirms that Netsmart Technologies, Inc. (“Client”) has engaged Griffin Securities, Inc. ("Griffin") to act on a best efforts basis as financial advisor and placement agent for the Client in connection with the issuance and sale (the “Transaction”) of common stock and warrants (the “Securities”) for financing purposes. Griffin is an investment banking firm registered as a broker-dealer with the U.S. Securities and Exchange Commission (SEC), and member of the National Association of Securities Dealers (NASD) and Securities Investor Protection Corporation (SIPC).
As of October 11, 2005 Mr. James Conway Chairman and CEO Netsmart Technologies, Inc. Great River, NY 11739 Dear Jim:Placement Agent Agreement • October 27th, 2005 • Netsmart Technologies Inc • Services-computer processing & data preparation
Pursuant to a letter agreement between Netsmart Technologies, Inc. (“Client”) and Griffin Securities, Inc. ("Griffin") dated as of August 9, 2005 (the “Agreement”), Client engaged Griffin to act on a best efforts basis as financial advisor and placement agent for the Client in connection with the issuance and sale of common stock and warrants for financing purposes.
