Void after 5:30 P.M. New York City time on March 7, 2011 SERIES C COMMON STOCK PURCHASE WARRANT OF NATURALNANO, INC.Warrant Agreement • March 8th, 2007 • NaturalNano , Inc. • Biological products, (no disgnostic substances)
Contract Type FiledMarch 8th, 2007 Company IndustryThis is to certify that, FOR VALUE RECEIVED, Platinum Advisors, LLC, or registered assigns (“Holder”), is entitled to purchase, on the terms and subject to the provisions of this Warrant, from NaturalNano, Inc., a Nevada corporation (the “Company”), at an exercise price (the “Exercise Price”) of twenty two cents ($0.22) per share, one million, one hundred forty one thousand one hundred ninety four (1,141,194) shares of common stock, par value $.001 per share (“Common Stock”), of the Company at any time during the period (the “Exercise Period”) commencing on the date of this Warrant and ending at 5:30 P.M. New York City time, on March 7, 2011; provided, however, that if such date is a day on which banking institutions in the State of New York are authorized by law to close, then on the next succeeding day which such banks are not authorized to close. The number of shares of Common Stock to be issued upon the exercise or conversion of this Warrant and the price to be paid for a share of
LOAN AND SECURITY AGREEMENTLoan and Security Agreement • March 8th, 2007 • NaturalNano , Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 8th, 2007 Company Industry JurisdictionTHIS AGREEMENT made as of March 7, 2007 by and among the investors listed on Schedule 1 to this Agreement (collectively, the “Investors,” and each, individually, a “Investor”), Platinum Advisors LLC, a limited liability company, as agent for the Investors (the “Agent”) and NaturalNano, Inc., a Nevada corporation with its chief executive office, principal place of business and mailing address at 15 Schoen Place, Pittsford, New York 14534-2025 (“NaturalNano”), and NaturalNano Research, Inc., a Delaware corporation (“NN Research” and, together with NaturalNano, the “Borrower”). The obligations of NaturalNano and NN Research shall be joint and several.
March 7, 2007Loan and Security Agreement • March 8th, 2007 • NaturalNano , Inc. • Biological products, (no disgnostic substances)
Contract Type FiledMarch 8th, 2007 Company Industry
March 7, 2007Loan and Security Agreement • March 8th, 2007 • NaturalNano , Inc. • Biological products, (no disgnostic substances)
Contract Type FiledMarch 8th, 2007 Company Industry
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 8th, 2007 • NaturalNano , Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 8th, 2007 Company Industry JurisdictionThis Registration Rights Agreement (the “Agreement”) is made and entered into as of 7th day of March 2007 by and among NaturalNano, Inc., a Nevada corporation (the “Company”), and the investors identified on the signature page hereto (each an “Investor” and collectively “Investors”).
PLEDGE AGREEMENTPledge Agreement • March 8th, 2007 • NaturalNano , Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 8th, 2007 Company Industry JurisdictionThis Pledge Agreement dated this 7th day of March, 2007, among NaturalNano, Inc., a Nevada corporation (the “Company”), and the pledgees identified on the signature page hereto (each a “Pledgee” and collectively the “Pledgees”) and Platinum Advisors LLC, a limited liability company, as agent for the Pledgees (the “Agent”).
PATENT SECURITY AGREEMENTPatent Security Agreement • March 8th, 2007 • NaturalNano , Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 8th, 2007 Company Industry JurisdictionThis is a Patent Security Agreement ("Agreement"), dated March 7, 2007, made by NaturalNano, Inc., a Nevada corporation, and its wholly-owned subsidiary NaturalNano Research, Inc, a Delaware corporation (collectively referred to herein as the "Company") with a place of business at 15 Schoen Place, Pittsford, NY 14534 in favor of the investors named Schedule I to this Agreement (the "Secured Parties") and Platinum Advisors, LLC, a Delaware limited liability company with an address of 152 West 57th Street, 65th Floor, New York, NY 10019, as agent (the “Agent”).