SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 23rd, 2007 • Compliance Systems Corp • Communications services, nec • New Jersey
THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of March 16, 2007, by and among COMPLIANCE SYSTEMS CORPORATION, a Nevada corporation (the “Company”), and the Buyers listed on Schedule I attached hereto (individually, a “Buyer” or collectively “Buyers”).
INVESTOR REGISTRATION RIGHTS AGREEMENTInvestor Registration Rights Agreement • March 23rd, 2007 • Compliance Systems Corp • Communications services, nec • Nevada
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 16, 2007, by and among COMPLIANCE SYSTEMS CORPORATION, a Nevada corporation (the “Company”), and the undersigned investors listed on Schedule I attached hereto (each, an “Investor” and collectively, the “Investors”).
PLEDGE AND ESCROW AGREEMENTPledge and Escrow Agreement • March 23rd, 2007 • Compliance Systems Corp • Communications services, nec • New Jersey
THIS PLEDGE AND ESCROW AGREEMENT (the “Agreement”) is made and entered into as of March 16, 2007 (the “Effective Date”) by and among COMPLIANCE SYSTEMS CORPORATION, a corporation organized and existing under the laws of the State of Nevada (the “Pledgor”), CORNELL CAPITAL PARTNERS, L.P., (the “Pledgee”), and DAVID GONZALEZ, ESQ., as escrow agent (“Escrow Agent”).
SECURITY AGREEMENT (Patent)Security Agreement • March 23rd, 2007 • Compliance Systems Corp • Communications services, nec
THIS SECURITY AGREEMENT (PATENT) (“Security Agreement”), dated as of March 16, 2007, between Compliance Systems Corporation, a Nevada corporation (the “Grantor”) and Cornell Capital Partners, LP, a Delaware limited partnership.
IRREVOCABLE TRANSFER AGENT INSTRUCTIONS March 16, 2007Securities Purchase Agreement • March 23rd, 2007 • Compliance Systems Corp • Communications services, nec
This letter shall serve as our irrevocable authorization and direction to Continental Stock Transfer & Trust Company (provided that you are acting as Transfer Agent of the Company at such time) (the “Transfer Agent”) to do the following:
