4,250,000 Shares HARRIS & HARRIS GROUP, INC. Common Stock UNDERWRITING AGREEMENTUnderwriting Agreement • October 6th, 2009 • Harris & Harris Group Inc /Ny/ • Investors, nec • New York
Harris & Harris Group, Inc., a New York corporation (the “Company”), proposes, subject to the terms and conditions stated in this underwriting agreement (this “Agreement”), to issue and sell to Needham & Company, LLC (the “Underwriter”), and the Underwriter agrees to purchase, subject to the terms and conditions stated in this Agreement, an aggregate of 4,250,000 shares (the “Firm Shares”) of the Company’s common stock, $0.01 par value per share (the “Common Stock”). The Shares are more fully described in the Registration Statement (as hereinafter defined). The Company also proposes to grant to the Underwriter, subject to the terms and conditions stated in this Agreement, an option to purchase up to an additional 637,500 shares of Common Stock (the “Additional Shares”) on the terms and for the purposes set forth in Section 1 hereof. The Firm Shares and the Additional Shares are hereinafter collectively referred to as the “Shares.”
