SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 12th, 2010 • Neoprobe Corp • Surgical & medical instruments & apparatus • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of November 7, 2010, among Neoprobe Corporation, a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SERIES DD COMMON STOCK PURCHASE WARRANT NEOPROBE CORPORATIONNeoprobe Corp • November 12th, 2010 • Surgical & medical instruments & apparatus
THIS SERIES DD COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the two (2) year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Neoprobe Corporation, a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
CONFIDENTIALNeoprobe Corp • November 12th, 2010 • Surgical & medical instruments & apparatus • New York
SERIES EE COMMON STOCK PURCHASE WARRANT NEOPROBE CORPORATIONNeoprobe Corp • November 12th, 2010 • Surgical & medical instruments & apparatus
THIS SERIES EE COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on August 9, 2015 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Neoprobe Corporation, a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued by the Company as of the date hereof pursuant to (i) Section 1 of the Engagement Agreement, dated November 7, 2010, between the Company and Rodman & Renshaw, LLC and (ii) Section 4(2) of the Securities Act and Rule 506 prom
