Schedule A to the Investment Advisory Agreement dated April 25, 2003 between The Guinness Atkinson Funds (the "Trust") and Guinness Atkinson Asset Management Inc. (formerly Guinness Atkinson Asset Management, LLC) (the "Advisory Agreement")Guinness Atkinson Funds • June 30th, 2011
Name of Fund Fee 1 Date Added 1. Guinness Atkinson China & Hong Kong Fund 1.00% April 25, 2003 2. Guinness Atkinson Asia Focus Fund 1.00% April 25, 2003 3. Guinness Atkinson Global Innovators Fund 0.75%2 April 25, 2003 4. Guinness Atkinson Global Energy Fund 0.75% 3 May 7, 2004 5. Guinness Atkinson Alternative Energy Fund 1.00% February 24, 2006 6. Guinness Atkinson Asia-Pacific Dividend Fund 1.00% February 24, 2006 7. Guinness Atkinson Renminbi Yuan & Bond Fund 0.55% May 9, 2011
EXHIBIT A TO CUSTODIAN AGREEMENTCustodian Agreement • June 30th, 2011 • Guinness Atkinson Funds
Exhibit A to the Guinness Atkinson Amended and Restated Distribution Agreement Fund Names Separate Series of Guinness Atkinson FundsGuinness Atkinson Funds • June 30th, 2011
Name of Series Date Added Guinness Atkinson Asia Focus Fund 4-28-03 Guinness Atkinson China & Hong Kong Fund 4-28-03 Guinness Atkinson Global Innovators Fund 4-28-03 Guinness Atkinson Global Energy Fund 6-30-04 Guinness Atkinson Alternative Energy Fund 3-31-06 Guinness Atkinson Asia Pacific Dividend Fund 3-31-06 Guinness Atkinson Renminbi Yuan & Bond Fund 6-30-11
Exhibit A to the Guinness Atkinson Amended and Restated Transfer Agent Servicing Agreement Fund Names Separate Series of Guinness Atkinson FundsGuinness Atkinson Funds • June 30th, 2011
Name of Series Date Added Guinness Atkinson Asia Focus Fund 4-28-03 Guinness Atkinson China & Hong Kong Fund 4-28-03 Guinness Atkinson Global Innovators Fund 4-28-03 Guinness Atkinson Global Energy Fund 6-30-04 Guinness Atkinson Alternative Energy Fund 3-31-06 Guinness Atkinson Asia Pacific Dividend Fund 3-31-06 Guinness Atkinson Renminbi Yuan & Bond Fund 6-30-11
