SCHEDULE II to the CUSTODY AGREEMENT Dated July 16, 2009, amended as of August 30, 2011 between each series of ADVISORSHARES TRUST listed herein on this Schedule II and THE BANK OF NEW YORK MELLON AdvisorShares Trust Series:Custody Agreement • September 16th, 2011 • AdvisorShares Trust
FIFTH AMENDMENT TO ADVISORSHARES ETF DISTRIBUTION AGREEMENTAdvisorshares Etf Distribution Agreement • September 16th, 2011 • AdvisorShares Trust
This Fifth Amendment (the “Amendment”) to the AdvisorShares Trust ETF Distribution Agreement (the “Agreement”) dated as of June 25, 2009, as amended, by and between AdvisorShares Trust, a Delaware statutory trust (the “Trust”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) is entered into as of August 30, 2011 (the “Effective Date”).
APPENDIX I to the TRANSFER AGENCY AGREEMENT Dated July 16, 2009, amended as of August 30, 2011 between each series of ADVISORSHARES TRUST listed herein on this Appendix I and THE BANK OF NEW YORK MELLON AdvisorShares Trust Series:Transfer Agency Agreement • September 16th, 2011 • AdvisorShares Trust
Investment Advisory Representative Services and Code of EthicsAdvisorShares Trust • September 16th, 2011
The purpose of this agreement is to identify the products and services to be provided by First Affirmative Financial Network, LLC (“First Affirmative”) and the duties and responsibilities of the investment professionals and access persons who are registered with or employed by the firm (hereafter referred to as “IARs”). Each First Affirmative employee and IAR is asked to review and certify his/her understanding of the information below and the policies currently in force, as discussed and disclosed below, on an annual basis.
EXHIBIT A to the FUND ADMINISTRATION AND ACCOUNTING AGREEMENT Dated July 16, 2009, amended as of August 30, 2011 between each series of ADVISORSHARES TRUST listed herein on this Exhibit A and THE BANK OF NEW YORK MELLON AdvisorShares Trust Series:Fund Administration and Accounting Agreement • September 16th, 2011 • AdvisorShares Trust
