0001144204-11-060350 Sample Contracts

FIRST AMENDMENT TO NOTE AND WARRANT PURCHASE AGREEMENT AND SECURED SENIOR CONVERTIBLE PROMISSORY NOTES

Note and Warrant Purchase Agreement • October 31st, 2011 • Neurologix Inc/De • Pharmaceutical preparations • New York

• Contract Type
  Note and Warrant Purchase Agreement
• Filed
  October 31st, 2011
• Company
  Neurologix Inc/De
• Industry
  Pharmaceutical preparations
• Jurisdiction
  New York

THIS FIRST AMENDMENT TO THE NOTE AND WARRANT PURCHASE AGREEMENT AND SECURED SENIOR CONVERTIBLE PROMISSORY NOTES (this “Amendment”) is entered into as of October 28, 2011, by and among Neurologix, Inc., a Delaware corporation (the “Company”), General Electric Pension Trust, Corriente Master Fund, L.P. and Palisade Concentrated Equity Partnership II, L.P. (each individually a “Lender,” and collectively the “Lenders”).