PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2012 • Principal Funds Inc • Iowa
Contract Type FiledFebruary 28th, 2012 Company JurisdictionAGREEMENT executed as of the 3rd day of February 2012, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and BROOKFIELD INVESTMENT MANAGEMENT INC., a Delaware corporation (hereinafter called “the Sub-Advisor”).
PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENTSub-Advisory Agreement • February 28th, 2012 • Principal Funds Inc • Iowa
Contract Type FiledFebruary 28th, 2012 Company JurisdictionAGREEMENT executed as of February 3, 2012, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and SYMPHONY ASSET MANAGEMENT LLC, a California Limited Liability Company (hereinafter called “the Sub-Advisor).
PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC. SUB-ADVISED SERIESSub-Advisory Agreement • February 28th, 2012 • Principal Funds Inc • Iowa
Contract Type FiledFebruary 28th, 2012 Company JurisdictionAGREEMENT executed as of December 19 2011, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC. (hereinafter called "the Sub-Advisor").
Investment Sub-Sub-Advisory AgreementInvestment Sub-Sub-Advisory Agreement • February 28th, 2012 • Principal Funds Inc • New York
Contract Type FiledFebruary 28th, 2012 Company JurisdictionThis Agreement is effective this 3rd day of February, 2012 by and between Brookfield Investment Management Inc., a Delaware corporation and registered investment adviser (“BIM”), and AMP Capital Brookfield (US), LLC, a Delaware limited liability company and registered investment adviser (“ACB”, collectively with BIM, the “parties” and individually each, a “party”).