AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of MainStay DefinedTerm Municipal Opportunities Fund (a Delaware Statutory Trust) Dated as of May 16, 2012Agreement and Declaration of Trust • May 25th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund
THIS AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST is made as of the date set forth below by the Trustees named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth.
MAINSTAY DEFINEDTERM MUNICIPAL OPPORTUNITIES FUND FORM OF SUBADVISORY AGREEMENTSubadvisory Agreement • May 25th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund • New York
This Subadvisory Agreement, made as of the ____ day of June, 2012 (the “Agreement”), between New York Life Investment Management LLC, a Delaware limited liability company (the “Manager”) and MacKay Shields LLC, a Delaware limited liability company (the “Subadvisor”).
MainSTay DEFINEDTERM MUNICIPAL Opportunities FUND FORM OF MANAGEMENT AGREEMENTManagement Agreement • May 25th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund • New York
This Management Agreement is hereby made as of the ____ day of June, 2012 (the “Agreement”) between MainStay DefinedTerm Municipal Opportunities Fund, a Delaware statutory trust (the “Fund”) and New York Life Investment Management LLC, a Delaware limited liability company (“NYLIM” or the “Manager”).
Form of Transfer Agency and Service Agreement Between MainStay DefinedTerm Municipal Opportunities Fund and Computershare Trust Company, N.A. and Computershare Inc.Transfer Agency and Service Agreement • May 25th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund • Massachusetts
AGREEMENT effective as of the ____day of _____________, 2012 by and between MainStay DefinedTerm Municipal Opportunities Fund, a Delaware statutory trust, having its principal office and place of business at 51 Madison Avenue, New York, NY 10010 (the “Company”), and Computershare Inc., a Delaware corporation, and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company, having its principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021 (collectively, the “Transfer Agent” or individually, “Computershare” and the “Trust Company”, respectively).
Form of Third Amendment to Amended and Restated Master Custodian AgreementMaster Custodian Agreement • May 25th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund
This Third Amendment to Amended and Restated Master Custodian Agreement (the “Amendment”) is made and entered into as of May [ ], 2012, by and among each registered investment company identified on the signature page hereto (each such registered investment company shall hereinafter be referred to as a “Fund” and collectively the “Funds”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Bank”).
SUBSCRIPTION AGREEMENTSubscription Agreement • May 25th, 2012 • MainStay DefinedTerm Municipal Opportunities Fund
This Subscription Agreement is hereby made as of the 11th day of May, 2012, by and between MainStay DefinedTerm Municipal Opportunities Fund, a Delaware statutory trust (“Trust”) and New York Life Investment Management Holdings LLC (“Subscriber”).
