0001144204-12-034634 Sample Contracts

PRINCIPAL FUNDS, INC. SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • June 13th, 2012 • Principal Funds Inc • Iowa

AGREEMENT executed as of the March 30, 2012, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and STONE HARBOR INVESTMENT PARTNERS LP, a Delaware Limited Partnership (hereinafter called “the Sub-Advisor).

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PRINCIPAL FUNDS, INC. AMENDED AND RESTATED MANAGEMENT AGREEMENT
Management Agreement • June 13th, 2012 • Principal Funds Inc

AGREEMENT to be effective April 1, 2012, by and between PRINCIPAL FUNDS, INC., a Maryland corporation (hereinafter called the “Fund”) and PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called the “Manager”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT LARGECAP BLEND FUND II SERIES AND LARGECAP GROWTH FUND I SERIES
Sub-Advisory Agreement • June 13th, 2012 • Principal Funds Inc • Iowa

AGREEMENT executed as of the 1st day of April, 2012, by and between PRINCIPAL MANAGEMENT CORPORATION, an Iowa corporation (hereinafter called "the Manager"), and T. ROWE PRICE ASSOCIATES, INC., a corporation organized and existing under the laws of the State of Maryland, (hereinafter called "the Sub-Advisor").

PRINCIPAL FUNDS, INC. AMENDED & RESTATED SUB-ADVISORY AGREEMENT EDGE ASSET MANAGEMENT, INC. SUB-ADVISED SERIES
Sub-Advisory Agreement • June 13th, 2012 • Principal Funds Inc • Iowa

AGREEMENT executed as of June 6, 2011 by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called “the Manager”), and EDGE ASSET MANAGEMENT, INC. (hereinafter called "the Sub-Advisor").

AMENDMENT TO SELLING AGREEMENT
Selling Agreement • June 13th, 2012 • Principal Funds Inc

This Amendment is effective as of. September 22, 2011 by and between Principal Funds Distributor, Inc. (“PFD”) and Princor Financial Services Corporation (“Counterparty”) and amends the Selling Agreement (the “Agreement”) that was entered into between PFD and Counterparty on October 9, 2007.

PRINCIPAL FUNDS, INC. CONTRACTUAL FEE LIMIT/WAIVER AGREEMENT
Contractual Fee Limit/Waiver Agreement • June 13th, 2012 • Principal Funds Inc

AGREEMENT made this 1st day of March, 2012 by and between Principal Funds, Inc. (the “Fund”) and Principal Management Corporation (the “Advisor”) (together, the “Parties”).

PRINCIPAL FUNDS, INC. AMENDED AND RESTATED SUB-ADVISORY AGREEMENT PRINCIPAL GLOBAL INVESTORS SUB-ADVISED SERIES
Sub-Advisory Agreement • June 13th, 2012 • Principal Funds Inc • Iowa

AGREEMENT effective as of April 9, 2012, by and between PRINCIPAL MANAGEMENT CORPORATION (hereinafter called "the Manager"), and PRINCIPAL GLOBAL INVESTORS, LLC (hereinafter called "the Sub-Advisor").

PRINCIPAL FUNDS, INC CONTRACTUAL FEE WAIVER AGREEMENT
Contractual Fee Waiver Agreement • June 13th, 2012 • Principal Funds Inc

AGREEMENT made this 1st day of January, 2012 by and between Principal Funds, Inc. (the “Fund”) and Principal Funds Distributor, Inc. (the “Distributor”) (together, the “Parties”).

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